Ameriprise Financial Services

Broker Jesse Webb in Ameriprise Financial Services, LLC Firm Has Customer Complaint

July 25, 2025 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Jesse Webb (Webb), currently employed by Ameriprise Financial Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Webb’s most recent customer complaint alleges that Webb recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $18,000.00 on May 12, 2025.

The client alleged that the advisor invested them in a Cleveland Cliffs structured note that was not in their best interest as it carried too much risk by being tied to one equity.

There are Recent Customer Complaints with Broker Matthew Brandt in Firm Ameriprise Financial Services, LLC

July 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Brandt (Brandt), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brandt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,281.37 on May 23, 2025.

Claimants allege advisor did not follow their instructions resulting in portfolio losses.

There are Recent Customer Complaints with Broker Scott Durrett in Firm Ameriprise Financial Services, LLC

July 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Durrett (Durrett), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Durrett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $102,964.35 on May 21, 2025.

The client alleged the advisor purchased three brokered Certificates of Deposit without her verbal approval in March 2025.

There are Recent Customer Complaints with Broker Scott Roslonowski in Firm Ameriprise Financial Services, LLC

July 17, 2025 | by Staff Attorney

Currently financial advisor Scott Roslonowski (Roslonowski), currently employed by brokerage firm Ameriprise Financial Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on July 19, 2023.

The Claimants allege their advisor recommended unsuitable investments including variable annuities, variable universal life insurance and REITs.

There are Recent Customer Complaints with Broker Conrado Santiago in Firm Ameriprise Financial Services, LLC

July 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Conrado Santiago (Santiago), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Santiago recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,000.00 on August 03, 2023.

The clients alleged the advisor did not follow instructions to modify insurance coverage and allowed their portfolio to decrease in value by not investing funds into a conservative annuity position.

Broker Derek Schanhofer in Ameriprise Financial Services, LLC Firm Has Customer Complaint

July 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Derek Schanhofer (Schanhofer), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schanhofer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,786.71 on August 09, 2023.

The client alleged the advisors lack of management of his discretionary account from June 2022-July 2023 has led to missed gains totaling $13,786.71.

Broker Edmund Iannelli in Ameriprise Financial Services, LLC Firm Has Customer Complaint

July 13, 2025 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Edmund Iannelli (Iannelli), currently employed by Ameriprise Financial Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Iannelli’s most recent customer complaint alleges that Iannelli recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on August 14, 2023.

Claimant alleges that from 2019- 2023 her advisor recommended unsuitable investments, specifically structured products.

Broker Michael Zanders in Ameriprise Financial Services, LLC Firm Has Customer Complaint

July 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Zanders (Zanders), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zanders recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,400.00 on August 31, 2023.

Claimant alleges advisor recommended unsuitable investment of a variable annuity.

Broker Steven Shaw in Ameriprise Financial Services, LLC Firm Has Customer Complaint

July 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Shaw (Shaw), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shaw recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 05, 2023.

Client alleges that the recommended investments were unsuitable based upon his investment profile. Investments were made between 2017 and January 2022

Broker Daryl Devillier in Ameriprise Financial Services, LLC Firm Has Customer Complaint

July 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daryl Devillier (Devillier), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Devillier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $601,676.00 on September 29, 2023.

Plaintiffs allege that their advisor failed to make the premium payments on their $601,676 Principal National Life Insurance Company life insurance policy that he agreed to process on their behalf. As a result, the policy lapsed in about September 2021.