Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Conley (Conley), currently associated with American Investors Company, has at least one disclosable event. These events include one customer complaint, alleging that Conley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $375,000.00 on November 16, 2020.
Clients alleging unsuitability pertaining to various alternative investments. Investments were purchased between September 2014 and January 2019.