American Equity Investment Corporation Tag Archives

Broker Wayne Rentschler in American Equity Investment Corporation Firm Has Customer Complaint

November 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wayne Rentschler (Rentschler), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Rentschler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $86,000.00 on August 15, 2022.

Investment made on July, 2020 in GWG L-bond. L-Bond stopped paying interest in February 2022 and in April, 2022, GWG filed for re-organization under Chapter 11 bankruptcy.

There are Recent Customer Complaints with Broker Eugene Ziobron in Firm American Equity Investment Corporation

November 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eugene Ziobron (Ziobron), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Ziobron recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,000.00 on August 29, 2022.

Claimant made the following investments in the GWG L-bond: 50,000 in 2016, 10,000 in 2019 and 10,000 in March of 2020. Claimant alleges investment was unsuitable. On 4/20/22, GWG filed for Chapter 11 bankruptcy re-organization. This re-organization is currently pending.

Broker Donald Rhodes in American Equity Investment Corporation Firm Has Customer Complaint

October 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Rhodes (Rhodes), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Rhodes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,000.00 on November 30, 2022.

Claimant purchased a $120,000 bond with GWG Holdings Inc. in April, 2021. In April 2022, GWG Filed for Chapter 11 bankruptcy reorganization, which is still pending. Claimant alleges the bond was unsuitable and the respondent did not sufficiently convey the risks involved.

Broker Robert Wilson in American Equity Investment Corporation Firm Has Customer Complaint

September 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Wilson (Wilson), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Wilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on February 15, 2023.

On 3/22/2021 client purchased a $25,000 3-year and a $25,000 7-year bond with GWG Holdings Inc. GWG Holdings filed for Chapter 11 bankruptcy re-organization in April of 2022.

There are Recent Customer Complaints with Broker Marion Leonberger in Firm American Equity Investment Corporation

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marion Leonberger (Leonberger), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Leonberger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on March 15, 2023.

Investments made on September 2018. September 2019, August 2020 and September 2020 in GWG L-bond. L-Bond stopped paying interest in February 2022 and in April, 2022, GWG filed for re-organization under Chapter 11 bankruptcy. Plan to exit bankruptcy currently being reviewed by court.