Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amber Stoll (Stoll), currently associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stoll recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on July 08, 2025.
Client alleges that the registered representative failed to act in his best interest in August 2021, related to the liquidation of a pension plan.