Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Dimartini (Dimartini), previously associated with Altitude Capital Group LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dimartini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000.00 on September 22, 2025.
Plaintiff alleges that the respondents misrepresented various investment opportunities to plaintiff.