Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Antun Domit (Domit), currently associated with Alterna Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Domit recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on February 03, 2023.
Client alleges that during the time period beginning October 26, 2021 and ending September 30, 2022, registered representative failed to provide advice regarding a deadline related to a bankruptcy affecting client’s bonds, and further (and inaccurately) alleges that the advisor recommended that client hold the bonds rather than convert them. Client alleges that the described conduct resulted in expiration of the bonds under a court-ordered bankruptcy plan