Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Szmyrko (Szmyrko), currently associated with Allianz Life Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Szmyrko recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 15, 2020.
Regarding the 2019 purchase of a variable universal life policy, the client alleged that the representative sold her a risky and very expensive retirement policy that was unsuitable for her and did not have the flexibility that she reequested.