Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Allen Bahe (Bahe), previously associated with Southeast Investments, N.c., INC., has at least one disclosable event. These events include one customer complaint, alleging that Bahe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 24, 2022.
The former client has alledged that there is a discrepency between how much money is in his investment accounts vs how much he was being told was in his accounts.