Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alex Pritsker (Pritsker), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pritsker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on August 30, 2022.
The client alleges the registered representative recommended an unsuitable variable annuity exchange in November 2018.