Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Agnes Medina (Medina), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Medina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $33,000.00 on February 17, 2026.
Court appointed successor conservator brought suit against the parent of the three minor children, western reserve life, transamerica advisors, inc. And the registered representative for breach of fiduciary duty, aiding and abetting a breach of fiduciary duty, unjust enrichment, conversion, and declaratory judgment.