Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Sellens (Sellens), previously associated with Aeon Capital Inc, has at least one disclosable event. These events include one customer complaint, alleging that Sellens recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 10, 2021.
Failure of due diligence\<char_lb_r>\, Misrepresentation, omissions, unsuitable recommendations