Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Birnbaum (Birnbaum), previously associated with Advisory Group Equity Services Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Birnbaum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $455,453.83 on October 24, 2022.
Client, through their attorneys, asserts statutory and common-law claims for alleged unsuitable investments resulting in investment losses.