Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Fenster (Fenster), currently associated with Oneamerica Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fenster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 23, 2021.
The complainant alleges that in March 2015, the representative recommended that her husband roll over his 401(k) into a Fixed Annuity. The complainant believes the Fixed Annuity was misrepresented, and was not a suitable investment, because of her husband’s health.