Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Feierstein (Feierstein), previously associated with Proequities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Feierstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on May 16, 2022.
Claimants allege that Mr. Feierstein recommended an unsuitable investment.