Articles Tagged with Adam Chustz

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Chustz (Chustz), currently associated with Stifel, Nicolaus & Company, Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Chustz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on October 06, 2025.

Claimant alleges breach of contract and warranties, promissory estoppel; violation of Consumer Protection and Deceptive Trade Practices Act; violation of state securities statutes; common law fraud; breach of fiduciary duty; negligence and gross negligence; misrepresentation/omission and negligent misrepresentation/omission; and unjust enrichment.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Chustz (Chustz), currently associated with Stifel, Nicolaus & Company, Incorporated, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Chustz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on August 21, 2025.

Breach of Contract and Warranties, Promissory Estoppel; Consumer Protection and Deceptive Trade Practices Act; Violation of State Securities Statutes; Common Law Fraud; Breach of Fiduciary Duty; Negligence and Gross Negligence; Misrepresentation/Omission and Negligent; Misrepresentation/Omission; Unjust Enrichment; Failure to Supervise; Common Law, Statutory Claims and Damages; and Vicarious & Control Person Liability.