Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Cavise (Cavise), currently associated with Revere Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cavise recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 10, 2023.
Customer alleged that RR failed to follow instructions; specifically, instructed the RR to sell shares upon trading and additional shares, resulting in losses. Dates of activity were not indicated.