Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ramiro Colon (Colon), currently associated with Acp Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Colon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on September 22, 2023.
Time frame: Unspecified. Allegations: Claimants allege that the Financial Advisor\, mispresented the risks of Puerto Rico closed-end funds.