Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Abed Lulu (Lulu), previously associated with Worden Capital Management LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lulu recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $49,000.00 on October 15, 2021.
Client alleges unsuitability, unauthorized trading for trading activity in 2014 and 2015