Securities Lawyers Blog
Alternative investment losses, REIT investment losses, DST investment losses, leveraged ETF losses, and other retirement investment losses are frequently traced to recommendations that were unsuitable for the investor. The investment loss lawyers at Gana Weinstein LLP represent customers of brokerage firms such as Rkca, Inc. in FINRA arbitration claims to recover losses in these products. If you are wondering whether you can sue for investment losses or recover losses from a financial advisor, our attorneys can review your accounts and give you a clear answer.
RKCA is a middle-market investment banking firm providing mergers and acquisitions advisory, deal structuring and negotiation, and financing services to business owners and companies at all stages. Founded in 1986, the privately held firm is headquartered in Cincinnati, Ohio.
Rkca, Inc. – By the Numbers:
- CRD #: 17655
- Regulatory Events: 2
- Broker Employees: 21
Rkca, Inc. – In the News:
FINRA v. Rkca, Inc. (Case #2016048232601) – RKCA failed to memorialize the outside business activities of a registered representative and failed to evaluate whether those activities constituted outside securities activities, in violation of FINRA Rules 3270 and 2010.
FINRA arbitration is faster and less formal than court, and most claims against brokerage firms such as Rkca, Inc. are resolved there. The securities arbitration attorneys at Gana Weinstein LLP can explain how to file a FINRA claim and what to expect. Our consultations are free and we welcome all inquiries.