Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as Perella Weinberg Partners LP, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
Perella Weinberg Partners LP is a broker-dealer registered with FINRA. The firm was organized in Delaware in 2005.
Perella Weinberg Partners LP – By the Numbers:
- CRD #: 138618
- Regulatory Events: 2
- Broker Employees: 301
Perella Weinberg Partners LP – In the News:
FINRA v. Perella Weinberg Partners LP (Case #2016047634201) – At various times between May 2012 and December 2016, PWP permitted four employees to become Directors in the Firm’s Investment Banking Department and perform functions requiring a Series 79 registration while they were not registered with FINRA in that capacity, with one Director unregistered for as long as four and a half years. All four individuals engaged in activities requiring Series 79 registration, including working with the Firm’s investment banking teams to advise on potential investment banking transactions. By virtue of the foregoing, PWP violated NASD Membership and Registration Rule 1032(i) and FINRA Rule 2010.
Gana Weinstein LLP has successfully litigated broker disputes through verdict or settlement. We represent both individuals and institutions throughout the country in FINRA arbitration, as well as commercial litigation in state and federal courts. Our consultations are both free and thorough and our securities litigation attorneys can help you uncover wrongful activity in your account.