Securities Lawyers Blog

Canaccord Genuity Wealth Management (USA) Inc.

October 26, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Canaccord Genuity Wealth Management (USA) Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

Canaccord Genuity Wealth Management (USA) is a broker-dealer and investment adviser that provides wealth management services to private clients. The firm was originally formed in Minnesota in 1976.

Canaccord Genuity Wealth Management (USA) Inc. – By the Numbers:

Raymond James & Associates, Inc. Investor Attorney

October 26, 2026 | by Staff Attorney

The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Raymond James & Associates, Inc., were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.

Raymond James and Associates is a full-service broker-dealer and qualified custodian that combines brokerage, insurance and municipal advisory activities with financial planning, portfolio management, pension consulting and adviser selection services. Headquartered at 880 Carillon Parkway in Saint Petersburg, Florida and formed in 1969 in Florida, the firm serves high-net-worth individuals, individuals, retirement plans, corporations and state and municipal governments.

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Raymond James Financial Services, Inc. Securities Attorney

October 26, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Raymond James Financial Services, Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

Raymond James Financial Services is an independent broker-dealer that supports independent financial professionals in providing brokerage, investment and advisory services to their clients. Formed in Florida in 1973 and headquartered at 880 Carillon Parkway in Saint Petersburg, the firm is part of the Raymond James organization and shares its headquarters campus with affiliate Raymond James and Associates.

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Piper Sandler & Co. Securities Attorney

October 26, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Piper Sandler & Co.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

Piper Sandler is an investment bank and broker-dealer serving primarily institutional clients, with activities spanning capital markets, investment banking and advisory services, including portfolio management for investment companies and institutional clients. Headquartered at 350 North 5th Street in Minneapolis, Minnesota, the firm was originally formed in Delaware in 1969.

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Georgeson Securities Corporation Securities Lawyers

October 26, 2026 | by Staff Attorney

The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Georgeson Securities Corporation, were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.

Georgeson Securities Corporation is a FINRA-registered broker-dealer providing securities brokerage services. The firm was incorporated in Delaware in 1998.

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Stonex Financial Inc. Securities Attorney

October 26, 2026 | by Staff Attorney

We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Stonex Financial Inc.. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.

StoneX Financial is a broker-dealer and futures commission merchant that provides clearing, execution, custody, risk management advisory and brokerage services across asset classes, including principal trading of fixed income and equity securities and market making in international equities. Organized in Florida in 1998 with its principal office in Winter Park, the firm is a wholly owned subsidiary of StoneX Group and has a presence in more than 15 states, Canada and Colombia.

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Planner Securities LLC

October 26, 2026 | by Staff Attorney

We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Planner Securities LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.

Planner Securities is a FINRA-registered broker-dealer providing securities brokerage services. The firm was formed in Delaware in 2008.

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Valmark Securities, Inc.

October 26, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Valmark Securities, Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

Valmark Securities is a broker-dealer that provides securities brokerage and investment services to its clients. Formed in Ohio in 1992 and headquartered at 130 Springside Drive in Akron, the firm is privately owned by individual stakeholders.

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L.J. Hart and Company

October 26, 2026 | by Staff Attorney

Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as L.J. Hart and Company. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.

L.J. Hart and Company is a municipal bond underwriting and advisory firm that designs financings for local governments and public entities, primarily school districts along with counties, special districts and not-for-profit corporations. Founded in 1991 by Larry J. Hart and based in the Saint Louis area, the firm has completed more than 2,600 municipal financings with a par value above 7.3 billion dollars, mostly in Missouri, and was acquired by Commerce Bank in 2022.

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Voya Financial Advisors, Inc. Securities Lawyers

October 26, 2026 | by Staff Attorney

The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Voya Financial Advisors, Inc., were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.

Voya Financial Advisors is an insurance-focused broker-dealer and investment adviser that combines brokerage and insurance distribution with financial planning, portfolio management and the selection of other advisers for individual, family and institutional clients. Headquartered at One Orange Way in Windsor, Connecticut and originally formed in Minnesota in 1968, the firm serves a client base made up mainly of individuals and high-net-worth individuals.

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