Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Natixis Securities Americas LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Natixis Securities Americas LLC is the U.S. broker-dealer of Natixis, conducting principal and agency transactions in debt and equity securities, investment banking, private placements, advisory work, and securities financing. The firm is part of Natixis, the corporate and investment banking arm of Groupe BPCE, the second largest banking group in France.
Natixis Securities Americas LLC – By the Numbers:
- CRD #: 1101
- Regulatory Events: 17
- Broker Employees: 330
Natixis Securities Americas LLC – In the News:
FINRA v. Natixis Securities Americas LLC (Case #2019063203501) – Between February 2013 and June 2019, NSA failed to report 82,311 short interest positions totaling more than nine billion shares, in violation of FINRA Rules 4560 and 2010. NSA also failed to establish and maintain a supervisory system, including written procedures, reasonably designed to achieve compliance with short interest reporting requirements, in violation of NASD Rule 3010 and FINRA Rules 3110 and 2010.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.