Securities Lawyers Blog
Stockbroker fraud and financial advisor negligence cost investors billions of dollars every year. The stockbroker fraud attorneys at Gana Weinstein LLP represent investors in FINRA arbitration claims involving misrepresentation, omissions, excessive commissions, and overconcentration of investment portfolios, including claims by customers of firms such as J.W. Korth & Company. We can determine whether your investment losses were caused by misconduct and what damages may be recovered.
J.W. Korth & Company is a broker-dealer and investment adviser that specializes in fixed income, offering discretionary and non-discretionary managed bond accounts, a trade desk for financial professionals, and the self-directed bond platform Shop4Bonds. Founded in 1982 and based in Lansing, Michigan, the firm serves high-net-worth individuals, financial advisors and institutional investors seeking income-focused portfolios.
J.W. Korth & Company – By the Numbers:
- CRD #: 26455
- Regulatory Events: 6
- Broker Employees: 17
J.W. Korth & Company – Investment Advisors:
- SEC #: 85185
- Assets Under Management: $228,688,211
- ADV Form Employee: 20
J.W. Korth & Company – In the News:
FINRA v. J.W. Korth & Company (Case #2012030738501) – Member firm of registered securities association charged excessive markups and markdowns to its customers. Held, registered securities association’s findings of violations and sanctions are sustained.
Wondering whether you can sue your financial advisor or J.W. Korth & Company? The investment loss attorneys at Gana Weinstein LLP can answer that question after a free review of your account statements. We welcome all inquiries.