Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Irc Securities LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
IRC Securities is a securities broker-dealer. The firm was formed in Delaware in 2008.
Irc Securities LLC – By the Numbers:
- CRD #: 150022
- Regulatory Events: 1
- Broker Employees: 33
Irc Securities LLC – In the News:
FINRA v. Irc Securities LLC (Case #2022075399001) – In January 2021, a registered representative associated with IRC disclosed to IRC in writing that he had begun issuing promissory notes on behalf of a disclosed outside business activity (OBA). IRC failed to evaluate whether this activity was properly characterized as an OBA or whether it should instead be treated as an outside securities activity subject to the requirements of FINRA Rule 3280. As a result, IRC violated FINRA Rules 3270.01 and 2010.
Gana Weinstein LLP has successfully litigated broker disputes through verdict or settlement. We represent both individuals and institutions throughout the country in FINRA arbitration, as well as commercial litigation in state and federal courts. Our consultations are both free and thorough and our securities litigation attorneys can help you uncover wrongful activity in your account.