Securities Lawyers Blog
Many investors who have lost money with a broker at INTE Securities LLC wonder whether they can recover their investment losses and how long they have to act. The securities arbitration attorneys at Gana Weinstein LLP represent investors in FINRA arbitration, the forum where most claims against brokerage firms and stockbrokers are decided. Our attorneys can explain the FINRA arbitration process, the time limits that apply to your claim, and the damages that may be recovered.
INTE Securities is a broker-dealer that acts as a placement agent for private placements and provides related advisory and investment banking services, presenting private investment opportunities to accredited investors and qualified purchasers. Headquartered in Boca Raton, Florida, the firm shares common control with Integrated Management Solutions USA and is approved to operate in British Columbia, Ontario, and Quebec under the international dealer exemption.
INTE Securities LLC – By the Numbers:
- CRD #: 47107
- Regulatory Events: 1
- Broker Employees: 75
INTE Securities LLC – In the News:
FINRA v. INTE Securities LLC (Case #2013035264401) – This matter concerns the Firm’s failures to (i) conduct inspections of its non-branch locations, (ii) maintain a reasonable supervisory system and written procedures for monitoring its brokers’ personal trading, and (iii) adequately implement its Customer Identification Program (“CIP”) with respect to 17 investors in a private placement the Firm conducted.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your INTE Securities LLC accounts. Our consultations are free and we welcome all inquiries.