Securities Lawyers Blog
Alternative investment losses, REIT investment losses, DST investment losses, leveraged ETF losses, and other retirement investment losses are frequently traced to recommendations that were unsuitable for the investor. The investment loss lawyers at Gana Weinstein LLP represent customers of brokerage firms such as Ifp Securities, LLC in FINRA arbitration claims to recover losses in these products. If you are wondering whether you can sue for investment losses or recover losses from a financial advisor, our attorneys can review your accounts and give you a clear answer.
IFP Securities is an independent broker-dealer that supports financial advisors with brokerage, advisory platform, financial planning and wealth management technology, with clearing and custody through Pershing. Organized in Delaware in 2018 and launched in 2019, the firm is headquartered in Tampa, Florida, and is owned by Independent Financial Partners, formerly one of the largest offices of LPL Financial.
Ifp Securities, LLC – By the Numbers:
- CRD #: 297287
- Regulatory Events: 1
- Broker Employees: 276
Ifp Securities, LLC – In the News:
FINRA v. Ifp Securities, LLC (Case #2023077036901) – From November 2022 through November 2025, IFP failed to reasonably supervise recommendations of Class A mutual funds and Unit Investment Trusts. The firm relied on an automated surveillance system to identify transactions for review. However, throughout the period, the firm’s automated surveillance system failed to generate alerts and the firm had no other system in place. Therefore, IFP violated Rule 15l-1 of the Securities Exchange Act of 1934 (Reg BI) and FINRA Rules 3110 and 2010 and is censured and fined $100,000.
Our investment fraud lawyers have recovered losses for hundreds of investors through FINRA arbitration awards and settlements. If you have concerns about a broker at Ifp Securities, LLC, contact Gana Weinstein LLP for a free consultation.