Securities Lawyers Blog
How long does FINRA arbitration take? How much does FINRA arbitration cost? What damages can I recover in FINRA arbitration? Investors with losses at firms such as Hoopoe Capital Markets, LLC ask the securities arbitration lawyers at Gana Weinstein LLP these questions before deciding whether to file a FINRA claim. Our attorneys answer them in a free consultation, explain how long you have to file FINRA arbitration, and tell you candidly whether your case is worth pursuing.
Hoopoe Capital Markets is a broker-dealer that focuses on selling private placement offerings in the alternative investments sector. Organized in Delaware in 2018, the firm is headquartered in Boston, Massachusetts.
Hoopoe Capital Markets, LLC – By the Numbers:
- CRD #: 294271
- Regulatory Events: 1
- Broker Employees: 10
Hoopoe Capital Markets, LLC – In the News:
FINRA v. Hoopoe Capital Markets, LLC (Case #2023077073701) – Between July 2019 and January 2022, HCM failed to file with FINRA any offering documents for five private placement offerings. As a result, HCM violated FINRA Rules 5123 and 2010 and is censured and fined $20,000.
Gana Weinstein LLP represents investors in disputes over stock market investment losses, unsuitable investments, and failure to supervise at firms across the country, including customers of Hoopoe Capital Markets, LLC. Call us for a free consultation and a candid assessment of your claim.