Securities Lawyers Blog
If you have lost money in your accounts at Greenbird Capital LLC, you may be asking whether you can sue your financial advisor or your brokerage firm. The investment loss attorneys at Gana Weinstein LLP help investors answer that question every day. Brokerage firms are responsible for supervising their brokers, and when a firm fails to supervise, misrepresents an investment, or recommends unsuitable investments, the investor can file a FINRA arbitration claim to recover investment losses.
Greenbird Capital is a broker-dealer and investment adviser that provides securities brokerage and advisory services to its clients. Organized in New York in 2019, the firm is based in Boca Raton, Florida.
Greenbird Capital LLC – By the Numbers:
- CRD #: 306692
- Regulatory Events: 1
- Broker Employees: 5
Greenbird Capital LLC – In the News:
FINRA v. Greenbird Capital LLC (Case #2023077022001) – From May 2021 through December 2023, Greenbird Capital did not establish, maintain, and enforce a system, including written procedures, reasonably designed to supervise the firm’s solicitations of private placements and the telemarketing activities of its registered representatives with respect to the national do-not-call list and calls during prohibited times. Therefore, the firm violated FINRA Rules 3110, 3230(d) and 2010, and is censured and fined $50,000.
A brokerage firm’s regulatory history is often important evidence in a FINRA arbitration claim. If you lost money at Greenbird Capital LLC, the securities arbitration attorneys at Gana Weinstein LLP can review the firm’s record alongside your accounts, free of charge.