Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as Farmers Financial Solutions, LLC, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
Farmers Financial Solutions is the broker-dealer and insurance agency for the agency force of Farmers New World Life and the Farmers property and casualty companies, offering variable annuities, variable life insurance, fixed and index annuities, life insurance, mutual funds, and 529 savings plans. Formed in Nevada in 1999 and based in Westlake Village, California, the firm is an indirect subsidiary of Mid-Century Insurance Company within the Farmers group, whose management company is owned by Zurich Insurance Group.
Farmers Financial Solutions, LLC – By the Numbers:
- CRD #: 103863
- Regulatory Events: 5
- Broker Employees: 2,573
Farmers Financial Solutions, LLC – In the News:
FINRA v. Farmers Financial Solutions, LLC (Case #2017052173001) – From at least June 2016 through December 2018, Farmers Financial failed to establish and maintain a reasonably designed supervisory system to achieve compliance with applicable securities laws and regulations with respect to its VUL business. As a result of the foregoing, Farmers Financial violated FINRA Rules 3110(a) and 2010. From at least June 2016 to November 2017, Farmers Financial failed to establish and maintain a reasonably designed supervisory system to achieve compliance with applicable securities laws and regulations with respect to its mutual fund business. As a result of the foregoing, Farmers Financial violated FINRA Rules 3110(a) and 2010.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.