Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Deloitte Corporate Finance LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Deloitte Corporate Finance LLC is the middle-market investment banking firm of Deloitte, advising corporates, private equity firms, entrepreneurs, and family-owned businesses on mergers and acquisitions, strategic alternatives, and employee stock ownership plans. Operating within the Deloitte global network of M&A advisers in more than 60 countries, the firm ranks as the top global middle-market M&A financial advisor by deal activity.
Deloitte Corporate Finance LLC – By the Numbers:
- CRD #: 111747
- Regulatory Events: 3
- Broker Employees: 73
Deloitte Corporate Finance LLC – In the News:
FINRA v. Deloitte Corporate Finance LLC (Case #2022074183401) – Between July 2017 and February 2022, DCF failed to retain business-related iMessages sent and received by its representatives on 95 firm-owned Apple iPhones, in violation of Section 17(a) of the Securities Exchange Act of 1934 (Exchange Act), Rule 17a-4 of the Exchange Act, and FINRA Rules 4511 and 2010.
Our attorneys have successfully represented hundreds of investors in investment disputes with their brokers and brokerage firms. Our consultations are free and we welcome all inquiries.