Securities Lawyers Blog
The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Beaconsfield Financial Services, Inc., were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.
Beaconsfield Financial Services is a broker-dealer that earns commissions on the sale of mutual funds, variable annuities, 529 plans, and life insurance policies, clearing its transactions through RBC Correspondent Services. Incorporated in Pennsylvania in 1983, the firm is based in the Southpointe Business Park in Canonsburg, in the Pittsburgh metropolitan area.
Beaconsfield Financial Services, Inc. – By the Numbers:
- CRD #: 14634
- Regulatory Events: 1
- Broker Employees: 30
Beaconsfield Financial Services, Inc. – In the News:
FINRA v. Beaconsfield Financial Services, Inc. (Case #2016047658101) – From June 18, 2012 through February 4, 2016 (the “Relevant Period”), Beaconsfield failed to reasonably supervise a registered representative’s private securities transactions. As a result, Beaconsfield violated NASD Rules 3010 and 3040, and FINRA Rules 3110, 3280 and 2010.
Gana Weinstein LLP has successfully litigated broker disputes through verdict or settlement. We represent both individuals and institutions throughout the country in FINRA arbitration, as well as commercial litigation in state and federal courts. Our consultations are both free and thorough and our securities litigation attorneys can help you uncover wrongful activity in your account.