Close

Articles Posted in Thurston Springer Miller Herd & Titak

Updated:

Broker Robert Hoffmann Sanctioned Over Failure to Disclose Financial Difficulties

According to BrokerCheck records financial advisor Robert Hoffmann (Hoffmann), formerly associated with Thurston, Springer, Miller, Herd & Titak, Inc. (Thurston, Springer), has been subject to two customer complaints, one regulatory action, and one tax lien.  According to records kept by The Financial Industry Regulatory Authority (FINRA), in January 2017 a…

Contact Us