According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Mancuso (Mancuso), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mancuso recommended unsuitable investments in different investment products including debt securities among other allegations and…
Articles Posted in Thinkequity LLC
There are Recent Customer Complaints with Broker Ramnarain Jaigobind in Firm Thinkequity LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ramnarain Jaigobind (Jaigobind), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jaigobind recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker Charles Giordano in Firm Thinkequity LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Giordano (Giordano), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Giordano recommended unsuitable investments in different investment products including debt securities among other allegations and…
Broker Phyllis Henderson in Thinkequity LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Phyllis Henderson (Henderson), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Henderson recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker William Baquet in Firm Thinkequity LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Baquet (Baquet), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baquet recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker Craig Skop in Firm Thinkequity LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Skop (Skop), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Skop recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker Ben Sutak in Firm Thinkequity LLC
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ben Sutak (Sutak), currently associated with Thinkequity LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against SutakĀ concern allegations of high frequency trading activity also…
There are Recent Customer Complaints with Broker Bruce Boyle in Firm Thinkequity LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Boyle (Boyle), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Boyle recommended unsuitable investments in different investment products including debt securities among other allegations and…