According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ben Sutak (Sutak), currently associated with Thinkequity LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against SutakĀ concern allegations of high frequency trading activity also…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Boyle (Boyle), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Boyle recommended unsuitable investments in different investment products including debt securities among other allegations and…
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