According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Megurditch Patatian (Patatian), previously associated with Supreme Alliance LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Patatian recommended unsuitable investments in different investment products including debt securities among other allegations…
Articles Posted in Supreme Alliance LLC
Broker Howard Kavinsky in Supreme Alliance LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Howard Kavinsky (Kavinsky), previously associated with Supreme Alliance LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Kavinsky recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Arni Diamond in Firm Supreme Alliance LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arni Diamond (Diamond), previously associated with Supreme Alliance LLC, has at least one disclosable event. These events include one regulatory event, alleging that Diamond recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Megurditch Patatian in Firm Supreme Alliance LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Megurditch Patatian (Patatian), previously associated with Supreme Alliance LLC, has at least one disclosable event. These events include one customer complaint, alleging that Patatian recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Megurditch Patatian in Firm Supreme Alliance LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Megurditch Patatian (Patatian), previously associated with Supreme Alliance LLC, has at least one disclosable event. These events include one customer complaint, alleging that Patatian recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Howard Kavinsky in Firm Supreme Alliance LLC
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Howard Kavinsky (Kavinsky), previously associated with Supreme Alliance LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Kavinsky concern allegations of high frequency trading activity…
There are Recent Customer Complaints with Broker Howard Kavinsky in Firm Supreme Alliance LLC
Previously financial advisor Howard Kavinsky (Kavinsky), previously employed by brokerage firm Supreme Alliance LLC has been subject to at least 2 disclosable events. These events include one customer complaint, one regulatory. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments…
There are Recent Customer Complaints with Broker Megurditch Patatian Formerly Associated with Supreme Alliance LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Megurditch Patatian (Patatian), previously associated with Supreme Alliance LLC, has at least 11 disclosable events. These events include 11 customer complaints, alleging that Patatian recommended unsuitable investments in different investment products including debt securities among other allegations…