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Articles Posted in securities arbitraiton

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Broker Parks Heard Brown Jr. recipient of multiple customer complaints

The investment attorneys of Gana Weinstein LLP are interested in speaking with clients of broker Parks Heard Brown Jr. (Brown). According to his BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA), Brown has been the subject of at least four customer complaints. The customer complaints against Brown allege securities law…

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Broker Lawrence LaBine Accused of Selling Unsuitable Alternative Investments

Gana Weinstein LLP, a securities law firm, is investigating customer complaints against Lawrence Labine, a broker located in Scottsdale, Arizona. Gana Weinstein LLP’s investigation is on the heels of regulatory investigations into LaBine’s conduct. On April 28, 2015, the Department of Enforcement of Financial Industry Regulatory Authority filed a complaint…

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