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Articles Posted in S.G. Investments

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Claus Foerster Barred Over Allegations Concerning Fictitious “S.G. Investments”

The Financial Industry Regulatory Authority (FINRA) has sanctioned and barred broker Claus Foerster (Foerster) concerning allegations that Foerster solicited firm customers to invest in a fictitious fund “S.G. Investments” and converted approximately $3 million in funds from 13 customers for his personal use. FINRA rules provide that no person associated…

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