Close

Articles Posted in Rocky Mountain Financial

Updated:

Financial Advisor Barry Hartman Alleged to Have Sold Investments in Invizeon Corporation

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Barry Hartman (Hartman) was terminated by the firm due to alleged violation of firm policies including the participation in undisclosed outside business activities and private securities transactions, known as “selling away” in the industry. Hartman was…

Contact Us