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Articles Posted in Robert Gist

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Gana LLP Files Complaint on Behalf of Former NFL Player

The law offices of Gana Weinstein LLP recently filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of a former NFL athlete alleging that the brokerage firm Resource Horizons Group LLC (Resource Horizons) failed to supervise Robert Gist (Gist), one of the firm’s associated persons. The claimant…

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Robert Gist Fined $5.4 Million by the SEC and Barred From the Financial Industry

Robert Gist (Gist) was recently fined $5.4 million by the Securities and Exchange Commission (SEC) and barred from association with any broker-dealer by the Financial Industry Regulatory Authority (FINRA).  Gist has been accused by both regulators of converting the funds of at least 30 customers in order to pay personal…

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