Articles Posted in Rick Davidson

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Rick Davidson (Davidson), currently associated with American Trust Investment Services, INC., has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Davidson  concern allegations of high frequency…

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Rick Davidson (Davidson), currently employed by National Securities Corporation (National Securities) has been subject to at least six customer complaints, one employment termination for cause, and one bankruptcy during the course of his career.  According to…