According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Feierstein (Feierstein), previously associated with Proequities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Feierstein recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Combs (Combs), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Combs recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Teboda (Teboda), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Teboda recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cara Miller (Miller), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Newell (Newell), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Newell recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Morris (Morris), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morris recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cara Miller (Miller), previously associated with Proequities, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and…
Advisor Marc Linsky (Linsky), currently employed by ProEquities, Inc. (ProEquities) has been subject to at least one customer complaint during the course of his career. According to a BrokerCheck report one of the customer complaints appears to concern fraudulent GPB Capital Holdings (GPB Capital) related investments. GPB Capital is facing…
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael McTigue (McTigue), in August 2017, was terminated by his employer ProEquities after the firm alleged that during a recent branch inspection of the firm discovered issues relating to (1) use of unapproved email address; (2) use…
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Raymond Harrison (Harrison) currently associated with Cambridge Investment Research, Inc. (Cambridge) alleging unsuitable investments , lack of due diligence, lack of supervision, and omissions of material information among other claims. According to brokercheck records…