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Articles Posted in Peter Girgis

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There are Recent Customer Complaints with Broker Peter Girgis in Firm Sw Financial

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Girgis (Girgis), previously associated with Sw Financial, has at least one disclosable event. These events include one regulatory event, alleging that Girgis recommended unsuitable investments in different investment products including debt securities among other allegations and…

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Gana LLP Investigation: Legend Securities Broker Peter Girgis

According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Peter Girgis (Girgis) has been the subject of at least three customer complaints, several unreported judgement or liens, one employment separation following allegations by his brokerage firm, and two regulatory actions taken by FINRA. Customers have filed…

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