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Articles Posted in Moors & Cabot

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FINRA Suspends Broker Lucian Hodgman Over Misleading Advertising and Dishonest Statements

According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Lucian Hodgman (Hodgman) has been the subject of at least 4 customer complaints, 4 regulatory action, and three employment terminations. Customers have filed complaints against Fladell alleging securities law violations including churning and excessive trading, unsuitable investments,…

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