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Articles Posted in MIP Global

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SEC Brings Fraud Charges Against Broker Lee Weiss Over FEP Fund I and Catamaran Fund Investments

The Securities and Exchange Commission announced fraud charges against a registered investment adviser and its owner on allegations of self-dealing and failing to disclose material facts to clients including conflicts of interest, use of investor funds, and the risks of the investments they recommended. The complaint filed in U.S. District…

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