Articles Posted in Michael Carter

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Carter (Carter), previously associated with Morgan Stanley, has at least 4 disclosable events. These events include one customer complaint, 3 regulatory events, alleging that Carter recommended unsuitable investments in different investment products including debt securities among…

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Michael Carter (Carter) was discharged by his employer after being accused of misappropriating client funds.  According to BrokerCheck records, Carter is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Morgan Stanley.  In addition, Carter…