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Articles Posted in Michael Capolongo

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Broker Michael Capolongo in Network 1 Financial Securities INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Capolongo (Capolongo), previously associated with Network 1 Financial Securities INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Capolongo recommended unsuitable investments in different investment products including…

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Churning Claims Against Rockwell Global Broker Michael Capolongo

According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Michael Capolongo (Capolongo) has been the subject of at least two customer complaints and one criminal matter over the course of his career. Customers have filed complaints against Capolongo alleging securities law violations including that the broker…

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