Close

Articles Posted in Mark Schklar

Updated:

FINRA Opens Investigation Into Mark Schklar Over Private Securities Sales

Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Mark Schklar (Schklar).  According to brokercheck, FINRA made a preliminary determination to recommend that disciplinary action be brought against Schklar concerning potential violations including private securities transactions, borrowing from/lending to a customer, making false attestations…

Contact Us