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Articles Posted in Macquarie Capital

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Macquarie Capital Accused of Failing to Conduct Due Diligence in Failed Puda Coal Offering

The Securities and Exchange Commission (SEC) recently announced charges against Macquarie Capital (USA) Inc., (Macquarie) a wholly owned subsidiary of Macquarie Group Limited. The SEC alleged that the firm was responsible for underwriting a public in Puda Coal (Symbol: PUDA). However, during the firm’s due diligence, the SEC alleged that…

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