According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth South (South), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that South recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sharif Sharif (Sharif), previously associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 tax liens, alleging that Sharif recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nistler (Nistler), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nistler recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mcfeeley (Mcfeeley), currently associated with LPL Financial LLC, has at least 9 disclosable events. These events include 9 customer complaints, alleging that Mcfeeley recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elizabeth Liechty (Liechty), currently associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Liechty recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alfred Barter (Barter), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barter recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Grenus (Grenus), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grenus recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chadwick Watson (Watson), currently associated with LPL Financial LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Watson recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Corbett (Corbett), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Corbett recommended unsuitable investments in different investment products including debt securities among other allegations…
The law offices of Gana Weinstein LLP are currently investigating claims that Broker John Matson (Matson) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Matson was employed by LPL Financial LLC…