According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Sloan (Sloan), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sloan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Krakower (Krakower), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Krakower recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steve Orr (Orr), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Orr recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Felix Lemarinel (Lemarinel), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lemarinel recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Howard Raff (Raff), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Raff recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Nastri (Nastri), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nastri recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shaun Floresca (Floresca), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Floresca recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Pallitto (Pallitto), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pallitto recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Baughan (Baughan), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baughan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kalen Baxter (Baxter), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baxter recommended unsuitable investments in different investment products including debt securities among other allegations…