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SEC Charged Financial Advisor Leon Vaccarelli with Defrauding Investors in Ponzi Scheme

The investment lawyers of Gana Weinstein LLP are investigating allegations by the Securities and Exchange Commission (SEC) claiming that financial advisor Leon Vaccarelli (Vaccarelli) defrauded his elderly clients out of more than $1 million. According to FinancialPlanning, the SEC filed a complaint in federal court in New Haven alleging Vaccarelli…

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FINRA Sanctions The Investment Center Broker Leon Vaccarelli Over Unauthorized Trades

The securities lawyers of Gana Weinstein LLP are investigating customer complaints against broker Leon Vaccarelli (Vaccarelli). The Financial Industry Regulatory Authority (FINRA) brought an enforcement action (FINRA No. 2014042302001) against Vaccarelli. In addition, there are at least two customer complaints against Vaccarelli and two judgements or liens. The customer complaints…

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